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Nicholas Driscoll

Neuberger Berman Bd LLC

Chicago, IL

New York, NY

Leawood, KS

CRD 5996501

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-11
NY RA APPROVED 2021-03-25
KS RA APPROVED 2019-04-02
  • IL RA
    APPROVED
    Since 2026-02-11
  • NY RA
    APPROVED
    Since 2021-03-25
  • KS RA
    APPROVED
    Since 2019-04-02

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Leawood, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Inv./Putnam Retail Management Andover MA 01/2012 03/2019
Neuberger Berman Prairie Village KS 03/2019 09/2020
Neuberger Berman Leawood KS 09/2020 Present
  • 01/2012 → 03/2019
    Putnam Inv./Putnam Retail Management
    Andover, MA
  • 03/2019 → 09/2020
    Neuberger Berman
    Prairie Village, KS
  • 09/2020 → Present
    Neuberger Berman
    Leawood, KS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-14
S63 Uniform Securities Agent State Law Examination 2012-04-23
  • S65 Uniform Investment Adviser Law Examination
    2016-11-14
  • S63 Uniform Securities Agent State Law Examination
    2012-04-23

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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