Philip Roger Richardson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2009-01-02

NH RA
APPROVED

Since 2009-01-02

Branch Locations

404 Kent Place, Newmarket, NH 03857 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services	Henniker	NH	04/2000	Present
Richardson & Piper Financial Services,Pllc	Henniker	NH	06/1987	Present
Raymond James Financial Services Advisors, Inc	Henniker	NH	01/2009	Present

04/2000 → Present

Raymond James Financial Services

Henniker, NH
06/1987 → Present

Richardson & Piper Financial Services,Pllc

Henniker, NH
01/2009 → Present

Raymond James Financial Services Advisors, Inc

Henniker, NH

Previous Registrations

2000-02-04 → 2009-01-02

Raymond James Financial Services, Inc.

Newmarket, NH

Newmarket, NH

Henniker, NH

Other Businesses

1. PHILIP R. RICHARDSON CPA - HENNIKER, NH - 06/1987 TO PRESENT - ACCOUNTING/CPA - INDEPENDENT CONTRACTOR - 125 HOURS PER MONTH - 0 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-30
S63	Uniform Securities Agent State Law Examination	1999-12-22

S65 Uniform Investment Adviser Law Examination

1999-12-30
S63 Uniform Securities Agent State Law Examination

1999-12-22

View on SEC IAPD