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Patricia Anne Richeson

Mml Investors Services, LLC

Springfield, MA

Austin, TX

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
  • TX RA
    APPROVED
    Since 2024-08-01

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 11/2023 Present
Mml Investors Services, Llc Austin TX 12/2023 Present
Alerus Financial Grand Forks ND 01/2016 06/2023
N/A Austin TX 07/2023 10/2023
  • 11/2023 → Present
    Massmutual
    Springfield, MA
  • 12/2023 → Present
    Mml Investors Services, Llc
    Austin, TX
  • 01/2016 → 06/2023
    Alerus Financial
    Grand Forks, ND
  • 07/2023 → 10/2023
    N/A
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-01
S63 Uniform Securities Agent State Law Examination 2024-04-30
  • S65 Uniform Investment Adviser Law Examination
    2024-07-01
  • S63 Uniform Securities Agent State Law Examination
    2024-04-30
Other Names
  • Patricia Anne Brownell

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

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