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Mark David Kerman

Rcm Wealth Advisors

Chicago, IL

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Current Employers
Rcm Wealth Advisors

318 W Adams St 10Th Floor, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-27
  • IL RA
    APPROVED
    Since 2024-11-27

Branch Locations

318 W Adams St 10Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Siepert & Co Llp Sycamore IL 11/2004 Present
Proequities, Inc Sycamore IL 08/2013 10/2018
Harvest Investment Services, Llc Sycamore IL 08/2020 12/2023
Proequities, Inc. Sycamore IL 06/2015 11/2018
  • 11/2004 → Present
    Siepert & Co Llp
    Sycamore, IL
  • 08/2013 → 10/2018
    Proequities, Inc
    Sycamore, IL
  • 08/2020 → 12/2023
    Harvest Investment Services, Llc
    Sycamore, IL
  • 06/2015 → 11/2018
    Proequities, Inc.
    Sycamore, IL
Previous Registrations
  • 2020-08-27 → 2023-12-31
    Harvest Investment Services, Llc
    Oakbrook Terrace, IL
    Sycamore, IL
  • 2015-06-30 → 2018-11-02
    Concourse Financial Group Securities, Inc.
    Sycamore, IL
    Sycamore, IL
    Birmingham, AL
Other Businesses

SIEPERT & CO, LLP; NON-INVESTMENT RELATED; 2380 BETHANY RD, SYCAMORE, IL 60178; ACCOUNTING FIRM; PARTNER/CPA; START DATE: 11/2004; 175 HOURS PER MONTH ALL HOURS DURING TRADING HOURS; MANAGE OPERATION OF SYCAMORE OFFICE AND OFFER ACCOUNTING, CONSULTING, TAX PLANNING AND PREPARATION SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-30
  • S66 Uniform Combined State Law Examination
    2015-06-30

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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