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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| MS | RA | APPROVED | 2018-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Ridgeland | MS | 10/2011 | 01/2018 |
| Bank Of America, N.A. | Ridgeland | MS | 12/2011 | 01/2018 |
| Regions Bank | Flowood | MS | 01/2018 | Present |
| Cetera Investment Advisers Llc | Flowood | MS | 02/2018 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2018 | Present |
1) BUSINESS COMMUNITY BOARD MEMBER/FINANCE COMMITTEE MEMBER AT JIM BOWERS MISSISSIPPI DECA FOUNDATION; ATTEND ANNUAL MEETING, REVIEW PERFORMANCE OF ACCOUNT, RECOMMEND CHANGES, ASSET ALLOCATION; ACCOUNT HELD AT CETERA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-20 |
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