Andrew Jonathan Shermoen

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Llc
  Minnetonka, MN
• 08/2017 → Present
  City National Bank
  Grand Rapids, MN

Other Businesses

(1) GRAND ITASCA FOUNDATION; ADDRESS: 1601 GOLF COURSE ROAD GRAND RAPIDS, MN 5574; BUSINESS DESCRIPTION: BUILDS PHILANTHROPIC PARTNERSHIPS TO SUPPORT THE MISSION OF GRAND ITASCA; NOT INVESTMENT RELATED; START DATE: 11/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: CARRY OUT MISSION, ATTEND MEETINGS, PARTICIPATE IN ACTIVITIES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) GRAHA HOCKEY/SKATING INSTRUCTOR; ADDRESS: N/A; BUSINESS DESCRIPTION: COACHING YOUTH HOCKEY AND POWER SKATING; NOT INVESTMENT RELATED; START DATE: 09/01/2015; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: COACH YOUTH HOCKEY PLAYERS; HOURS DEVOTED PER WEEK: 3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) GRAND ITASCA HOSPITAL & CLINIC; ADDRESS: 1601 GOLF COURSE ROAD GRAND RAPIDS, MN 55744; BUSINESS DESCRIPTION: PROVIDES PATIENT CENTERED HEALTH CARE IN RURAL MINNESOTA; NOT INVESTMENT RELATED; START DATE: 01/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: WORK WITH SENIOR MANAGEMENT TO ACHIEVE ORGANIZATION'S VISION, BE AWARE OF & EDUCATE ON ISSUES SURROUNDING THE ORGANIZATION/HEALTH CARE SECTOR, MONITOR GROWTH & PROCESS IMPROVEMENT, BE A VOICE IN THE COMMUNITY; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (4) EDGEWORK HOCKEY, LLC.; ADDRESS: 520 NE FIRST AVENUE, SUITE 1, GRAND RAPIDS, MN 55744; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PROVIDE SKATING INSTRUCTION TO YOUTH HOCKEY PLAYERS; CAPACITY: OWNER-ACTIVE; START DATE: 3/19/2018; DUTIES: PROVIDE SKATING INSTRUCTION TO YOUTH HOCKEY PLAYERS FROM 6:30 AM-7:30 AM FOR 4 WEEKS IN THE SPRING AND FALL; HOURS DEVOTED PER MONTH: 4 HOURS A WEEK FOR 8 WEEKS A YEAR; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (5) NAME OF ENTITY: INDEPENDENT SCHOOL DISTRICT 318; ADDRESS: 820 NW 1ST AVE GRAND RAPIDS, MN 55744; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HIGH SCHOOL HOCKEY COACH; CAPACITY: EMPLOYEE; START DATE: 11/2019; DUTIES: ASSISTANT HIGH SCHOOL BOYS VARSITY HOCKEY COACH; HOURS DEVOTED PER MONTH: 15; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2; (6) NAME OF ENTITY: 20318 Moose Point Road Grand Rapids, MN 55744 ADDRESS: 20318 Moose Point Road Grand Rapids, MN 55744 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Home CAPACITY: Owner - Active START DATE: 06/14/2021 DUTIES: Manage rental agreements and maintenance of the rental property HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2002-08-23