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Sonia M Andrews

Morgan Stanley

Lake Charles, LA

Baton Rouge, LA

Lafayette, LA

CRD 4183078

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-04-16
TX RA APPROVED 2024-04-15
  • LA RA
    APPROVED
    Since 2024-04-16
  • TX RA
    APPROVED
    Since 2024-04-15

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Baton Rouge LA 06/2009 05/2022
Wells Fargo Clearing Services, Llc Baton Rouge LA 05/2022 03/2024
Morgan Stanley Baton Rouge LA 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-08-20
  • S63 Uniform Securities Agent State Law Examination
    2002-08-20
Other Names
  • Sonia Miller Andrews
  • Sonia R Miller-Andrews

View on SEC IAPD

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