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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-02 |
| PA | RA | APPROVED | 2018-10-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wayne | PA | 12/2014 | 10/2018 |
| Private Advisor Group, Llc | Wayne | NJ | 12/2014 | 07/2017 |
| Summit Group Retirement Planners, Inc. | Exton | PA | 08/2017 | 10/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1. VALLEY CREEK ADVISORS, 550 E SWEDESFORD RD STE 130, WAYNE, PA, 12/2014 AS OWNER/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 40/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. INDEPENDENT INSURANCE AGENT, 550 E SWEDESFORD RD STE 130, WAYNE, PA, 10/2018. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-4/MO-4/TRADING. 4. AMERICAN SWEDISH HISTORICAL MUSEUM, 1900 PATTISON AVE, PHILADELPHIA, PA, BOARD MEMBER OF A PUBLIC ENTITY, NIR, 09/13/20, 1/MO- 0/TRADING 5. MARY WAGNER, 1107 W Valley Road, Wayne, PA., 12/2021, Owner, Real Estate Rental Property, NIR, 2 HR/MO , 2 HR/MO Trading. 6. SOFAUSA-SOCIETY FOR FINANCIAL AWARENESS, 1107 W Valley Road, Wayne PA 19087, United States, 04/01/2022, Educator, Author/Educator/Podcast/Speaker, NIR, 3 HR/MO - 3 HR/MO TRADING 7. EMERGENCY AID OF PA, 221 Conestoga Road, Suite 300, Wayne PA 19087, 11/2022, Board Member, NIR, 1 HR/MO - 0 HR/MO Tradng.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-22 |
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