Peter C Holland

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2020-11-09
CT	RA	APPROVED	2013-01-03
TX	RA	APPROVED	2013-01-02

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2020-11-09
CT RA
APPROVED

Since 2013-01-03
TX RA
APPROVED

Since 2013-01-02

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	New York	NY	10/2011	Present
Bank Of America, N.A.	New York	NY	07/2013	Present

10/2011 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

New York, NY
07/2013 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*76888 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COVENANT HOUSE INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10001 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 10/7/2014 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COVENANT HOUSE IS AN ORGANIZATION AIMED AT HELPING HOMELESS TEENS WHO WITHOUT US WOULD BE LIVING ON THE STREET. WE PROVIDE HOUSING, FOOD AND GUIDANCE TO THESE TEENS. MY ROLE WOULD BE TO VOLUNTEER MY TIME WITH EVENTS FOR THE KIDS/HELPING RAISE $

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-24

S66 Uniform Combined State Law Examination

2012-12-24

Other Names

Peter Canice Holland

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