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Current Employers
Prosperity Capital Advisors

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-11
GA RA APPROVED 2023-09-13
  • FL RA
    APPROVED
    Since 2023-10-11
  • GA RA
    APPROVED
    Since 2023-09-13

Branch Locations

5822 N. Vickery St., Cumming, GA 30040 • United States

30400 Detroit Road Suite 201, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxygen Financial Alpharetta GA 11/2013 07/2023
Kestra Investment Services, Llc Alpharetta GA 09/2015 07/2023
Kestra Advisory Services, Llc Alpharetta GA 04/2016 07/2023
C2P Capital Advisory Group Llc Dba Prosperity Capital Advisors Westlake OH 08/2023 Present
Arseneau Advisory Group, Llc (D.b.a. For Advisory Business) Cumming GA 08/2023 Present
  • 11/2013 → 07/2023
    Oxygen Financial
    Alpharetta, GA
  • 09/2015 → 07/2023
    Kestra Investment Services, Llc
    Alpharetta, GA
  • 04/2016 → 07/2023
    Alpharetta, GA
  • 08/2023 → Present
    C2P Capital Advisory Group Llc Dba Prosperity Capital Advisors
    Westlake, OH
  • 08/2023 → Present
    Arseneau Advisory Group, Llc (D.b.a. For Advisory Business)
    Cumming, GA
Previous Registrations
  • 2016-04-27 → 2023-07-31
    Alpharetta, GA
    Alpharetta, GA
    Austin, TX
  • 2015-09-10 → 2016-09-22
    Kestra Investment Services, Llc
    Alpharetta, GA
    Atlanta, GA
    Austin, TX
    Alpharetta, GA
  • 2015-05-06 → 2015-09-11
    Investacorp Advisory Services Inc
    Alpharetta, GA
Other Businesses

1) Mr. Huck is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Huck spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Huck works for Vickery Tax and Accounting where he provides tax planning and preparation services. He spends approximately five hours per month on this activity during trading hours. This is not an investment related activity. 3) Mr. Huck works for Vickery Medicare Solutions where he provides Medicare solutions for individuals. He spends approximately five hours per month on this activity during trading hours. This is not an investment related activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S65 Uniform Investment Adviser Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05
Other Names
  • Tyler Duane Huck

View on SEC IAPD

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