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30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-11 |
| GA | RA | APPROVED | 2023-09-13 |
Branch Locations
5822 N. Vickery St., Cumming, GA 30040 • United States
30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oxygen Financial | Alpharetta | GA | 11/2013 | 07/2023 |
| Kestra Investment Services, Llc | Alpharetta | GA | 09/2015 | 07/2023 |
| Kestra Advisory Services, Llc | Alpharetta | GA | 04/2016 | 07/2023 |
| C2P Capital Advisory Group Llc Dba Prosperity Capital Advisors | Westlake | OH | 08/2023 | Present |
| Arseneau Advisory Group, Llc (D.b.a. For Advisory Business) | Cumming | GA | 08/2023 | Present |
1) Mr. Huck is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Huck spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Huck works for Vickery Tax and Accounting where he provides tax planning and preparation services. He spends approximately five hours per month on this activity during trading hours. This is not an investment related activity. 3) Mr. Huck works for Vickery Medicare Solutions where he provides Medicare solutions for individuals. He spends approximately five hours per month on this activity during trading hours. This is not an investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-05 |
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