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Diamond Sharon R Madsen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manteca, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-21
TX RA APPROVED 2017-02-16
  • CA RA
    APPROVED
    Since 2017-02-21
  • TX RA
    APPROVED
    Since 2017-02-16

Branch Locations

102 E Yosemite Ave, Manteca, CA 95336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Stockton CA 03/2016 01/2017
Jp Morgan Chase Bank Stockton CA 01/2016 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tracy CA 01/2017 Present
Bank Of America, N.A. Tracy CA 01/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 2012-12-30
  • S66 Uniform Combined State Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2012-12-30
Other Names
  • Diamond Y Reyes
  • Diamond S Reyes
  • Diamond Reyes
  • Diamond S.Y. Reyes
  • Diamond Sharon Yap Reyes
  • Diamond Sharon Y Reyes
  • Diamond Sharon Y Reyes

View on SEC IAPD

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