Brian M. Novotny

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

OH RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Avon Lake, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Firstmerit Bank, N.A.	Akron	OH	04/2013	03/2017
Firstmerit Financial Services	Huron	OH	04/2013	03/2017
Lpl Financial Llc	Huron	OH	09/2013	03/2017
The Huntington Investment Company	Lorain	OH	02/2017	08/2021
Fidelity Investments	Merrimack	NH	09/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2013 → 03/2017

Firstmerit Bank, N.A.

Akron, OH
04/2013 → 03/2017

Firstmerit Financial Services

Huron, OH
09/2013 → 03/2017

Lpl Financial Llc

Huron, OH
02/2017 → 08/2021

The Huntington Investment Company

Lorain, OH
09/2021 → Present

Fidelity Investments

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-01-12 → 2025-03-31

Fidelity Personal And Workplace Advisors

Avon Lake, OH

Merrimack, NH
2017-02-01 → 2021-09-27

The Huntington Investment Company

Huron, OH

Lorain, OH

Elyria, OH

Vermilion, OH

Hinckley, OH

Lagrange, OH
2013-09-18 → 2017-02-01

Lpl Financial Llc

Elyria, OH

Elyria, OH

Hinckley, OH

Lorain, OH

Amherst, OH

Vermilion, OH

Huron, OH

Huron, OH

Tiffin, OH

Wayne, OH

Elyria, OH
2013-04-29 → 2013-09-18

Firstmerit Advisors, Inc.

Huron, OH
2012-01-19 → 2013-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-13

S66 Uniform Combined State Law Examination

2012-01-13

Other Names

Brian Matthew Novotny
Brian M Novotny

View on SEC IAPD