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Yvonne Christine Lopez

Pfs Investments Inc.

Auburn, WA

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-11-02
  • WA RA
    APPROVED
    Since 2017-11-02

Branch Locations

2020 A Street Se Ste 105-B, Auburn, WA 98002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Auburn WA 11/2011 Present
Peoples Retirement Community Tacoma WA 02/2009 12/2019
Primerica Financial Services Auburn WA 12/2008 Present
Department Of Social And Health Services Olympia WA 02/2004 Present
Seiu Healthcare 775Nw Federal Way WA 02/2004 Present
Fantasy Casino Dealing Service Seattle WA 02/2015 11/2019
Uber Seattle WA 07/2015 03/2020
  • 11/2011 → Present
    Auburn, WA
  • 02/2009 → 12/2019
    Peoples Retirement Community
    Tacoma, WA
  • 12/2008 → Present
    Primerica Financial Services
    Auburn, WA
  • 02/2004 → Present
    Department Of Social And Health Services
    Olympia, WA
  • 02/2004 → Present
    Seiu Healthcare 775Nw
    Federal Way, WA
  • 02/2015 → 11/2019
    Fantasy Casino Dealing Service
    Seattle, WA
  • 07/2015 → 03/2020
    Uber
    Seattle, WA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2012-01-06
  • S65 Uniform Investment Adviser Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2012-01-06
Other Names
  • Yvonne Thurston
  • Yvonne Cowdery
  • Yvonne Johnson

View on SEC IAPD

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