Michael Frank

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-07-10
MO	RA	APPROVED	2025-07-07
IN	RA	APPROVED	2025-07-03
IL	RA	APPROVED	2025-03-14

WI RA
APPROVED

Since 2025-07-10
MO RA
APPROVED

Since 2025-07-07
IN RA
APPROVED

Since 2025-07-03
IL RA
APPROVED

Since 2025-03-14

Branch Locations

Lexington, IL • United States

5290 Williams Dr, Roscoe, IL 61753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mike Frank Insurance Agency	Roscoe	IL	07/2012	Present
State Farm Vp Management Corp.	Roscoe	IL	03/2025	Present
State Farm Investment Management Corp	Roscoe	IL	03/2025	Present
State Farm Vp Management Corp.	Roscoe	IL	11/2011	10/2018

07/2012 → Present

Mike Frank Insurance Agency

Roscoe, IL
03/2025 → Present

State Farm Vp Management Corp.

Roscoe, IL
03/2025 → Present

State Farm Investment Management Corp

Roscoe, IL
11/2011 → 10/2018

State Farm Vp Management Corp.

Roscoe, IL

Other Businesses

1) Mike Frank's Insurance Agency; Investment-related; 5290 Williams Dr Roscoe, IL 61073; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 07/01/2012; 80; 80; Service customers and supervise employe 2) Michael Frank - Property #1 (personally held real estate); invested-related; 5290 Williams Dr. Roscoe, IL. 61073; Investment or Commercial Property; Investment or Commercial Property; Owner; None; 07/01/2013; 5;0; Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-06-11
S65	Uniform Investment Adviser Law Examination	2025-02-20

S63 Uniform Securities Agent State Law Examination

2025-06-11
S65 Uniform Investment Adviser Law Examination

2025-02-20

Other Names

Mike Frank
Michael John Frank

View on SEC IAPD