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Michael Andrew Seiter

Charles Schwab & Co., Inc.

Lone Tree, CO

Denver, CO

CRD 5994405

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-05-11
  • CO RA
    APPROVED
    Since 2018-05-11

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financilal Corporation Tampa FL 03/2014 02/2018
Charles Schwab & Co., Inc. Denver CO 05/2018 Present
Charles Schwab Bank, Ssb Denver CO 05/2018 Present
  • 03/2014 → 02/2018
    Invest Financilal Corporation
    Tampa, FL
  • 05/2018 → Present
    Charles Schwab & Co., Inc.
    Denver, CO
  • 05/2018 → Present
    Charles Schwab Bank, Ssb
    Denver, CO
Previous Registrations
  • 2016-04-12 → 2018-02-21
    Invest Financial Corporation
    Appleton, WI
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-29
S63 Uniform Securities Agent State Law Examination 2011-09-07
  • S66 Uniform Combined State Law Examination
    2016-03-29
  • S63 Uniform Securities Agent State Law Examination
    2011-09-07
Other Names
  • Michael Seiter

View on SEC IAPD

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