Frederick E Disbrow

J.P. Morgan Securities LLC

Schenectady, NY

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-26
NY	RA	APPROVED	2021-06-09

TX RA
APPROVED_RES

Since 2023-04-26
NY RA
APPROVED

Since 2021-06-09

Branch Locations

2027 Western Ave, Albany, NY 12203 • United States

1875 Altamont Ave, Schenectady, NY 12303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citizens Securities, Inc.	Albany	NY	04/2016	05/2021
J.P. Morgan Securities Llc	Albany	NY	06/2021	Present
Jp Morgan Chase Bank, N.A.	Albany	NY	06/2021	Present

04/2016 → 05/2021

Citizens Securities, Inc.

Albany, NY
06/2021 → Present

J.P. Morgan Securities Llc

Albany, NY
06/2021 → Present

Jp Morgan Chase Bank, N.A.

Albany, NY

Previous Registrations

2016-05-04 → 2021-05-10

Citizens Securities, Inc.

Pittsfield, MA

Pittsfield, MA

North Adams, MA

Albany, NY

Albany, NY

E. Greenbush, NY

Latham, NY

Wynantskill, NY

Latham, NY

Albany, NY

Albany, NY

Troy, NY

Troy, NY

Wynantskill, NY

Troy, NY
2015-06-03 → 2016-04-22

Goldman Sachs Wealth Services, L.P.

Albany, NY
2012-01-17 → 2013-06-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-13

S66 Uniform Combined State Law Examination

2012-01-13

Other Names

Fred Disbrow
Frederick E Disbrow
Frederick E Disbrow

View on SEC IAPD

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Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY

CETERA INVESTMENT ADVISERS LLC · ALBANY, NY

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY

MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY

CITIZENS SECURITIES, INC. · ALBANY, NY

LPL FINANCIAL LLC · ALBANY, NY

THE AFFINITY GROUP, LLC · ALBANY, NY

WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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