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Naples, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-02 |
| NJ | RA | APPROVED | 2025-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Manasquan | NJ | 03/2007 | 07/2018 |
| Private Portfolio Partners, Llc | Manasquan | NJ | 02/2016 | 08/2018 |
| Rwq Financial Management Services, Inc. | Naples | FL | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-31 |
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