Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-14
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2020-11-14
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Santa Clara CA 09/2009 Present
J.P. Morgan Securities Llc Santa Clara CA 10/2012 Present
The Lewis Family Revocable Trust Provo UT 05/2020 10/2025
The Lewis Revocable Trust Santa Rosa CA 03/2025 Present
  • 09/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 10/2012 → Present
    Santa Clara, CA
  • 05/2020 → 10/2025
    The Lewis Family Revocable Trust
    Provo, UT
  • 03/2025 → Present
    The Lewis Revocable Trust
    Santa Rosa, CA
Previous Registrations
  • 2011-12-14 → 2012-10-01
    Chase Investment Services Corp.
    Menlo Park, CA
    Portola Valley, CA
    Palo Alto, CA
    San Jose, CA
    Campbell, CA
    Mountain View, CA
Other Businesses

Entity Name: Family Revocable Trust Investment related: No Address: 2 rental properties in Provo, Utah Nature of the other business: Trust Position/Title/Relationship: Employee/Contractor Start Date: 04/29/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm the trustee of a trust holding residential rental property Entity Name: The Lewis Revocable Trust Investment related: No Address: Santa Rosa, CA Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 03/18/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm one of two trustees of the trust that owns rental property, a single family home

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-10
  • S66 Uniform Combined State Law Examination
    2011-12-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Clara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor