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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2014-06-20 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 10/2011 | Present |
| Charles Schwab Bank, Ssb | Indianapolis | IN | 08/2021 | Present |
Self employed | not investment related | Indianapolis, Indiana | start date 06/07/2021 | artist, writer, and creator of sculptural objects, multimedia projects, installations, and critique and analysis of related subjects and fields | less than 20 hours per month | none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-18 |
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