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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-09
FL RA APPROVED 2006-11-01
  • TX RA
    APPROVED_RES
    Since 2021-02-09
  • FL RA
    APPROVED
    Since 2006-11-01

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. St. Petersburg FL 03/2008 Present
City National Bank St. Petersburg FL 09/2016 Present
  • 03/2008 → Present
    St. Petersburg, FL
  • 09/2016 → Present
    City National Bank
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-05
S63 Uniform Securities Agent State Law Examination 2005-05-03
  • S65 Uniform Investment Adviser Law Examination
    2006-09-05
  • S63 Uniform Securities Agent State Law Examination
    2005-05-03

View on SEC IAPD

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