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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2012-05-22 |
Branch Locations
753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States
Maplewood, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 03/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Business Ownership; Universal Arc Studios LLC; Co-owner; Book Publishing/Game Design; 2114 Atlantic St, , Maplewood, MN, 55109; Not Investment-Related; 03/10/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Vinyl Static AI Experience; I began creating music using a combination of creative writing and AI Tools. These music tracks have been uploaded to YouTube originally just to share but I have now been looking at posting the songs through distribution to sell them on Major Music Platforms such as Spotify and Apple Music.; 2114 Atlantic Street, , Maplewood, MN, 55109; Not Investment-Related; 12/20/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-07 |
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