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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2016-07-01
CT RA APPROVED 2012-03-02
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2016-07-01
  • CT RA
    APPROVED
    Since 2012-03-02

Branch Locations

57 Hampton Rd, Southampton, NY 11968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southampton NY 10/2011 Present
Bank Of America, N.A. Southampton NY 04/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-01
  • S66 Uniform Combined State Law Examination
    2012-03-01
Other Names
  • Stephen William Hiller

View on SEC IAPD

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