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Emma Elmes

Rbc Capital Markets, LLC

Easton, MD

Grasonville, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
MD RA APPROVED 2020-02-26
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • MD RA
    APPROVED
    Since 2020-02-26

Branch Locations

30 Goldsborough Street Suite 200, Easton, MD 21601-3120 • United States

Grasonville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Annapolis MD 06/2015 11/2016
Raymond James & Associates, Inc. Baltimore MD 11/2016 05/2018
Rbc Capital Markets, Llc. Easton MD 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-26
S63 Uniform Securities Agent State Law Examination 2012-02-06
  • S66 Uniform Combined State Law Examination
    2020-02-26
  • S63 Uniform Securities Agent State Law Examination
    2012-02-06
Other Names
  • Emma Sterling

View on SEC IAPD

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EAGLE STRATEGIES LLC · EASTON, MD
COMMONWEALTH FINANCIAL NETWORK · EASTON, MD
TRED AVON FAMILY WEALTH, LLC · EASTON, MD
MORGAN STANLEY · Easton, MD
PNC WEALTH MANAGEMENT LLC · EASTON, MD
ROBERT W. BAIRD & CO. INCORPORATED · EASTON, MD
CHARLES SCHWAB & CO., INC. · Easton, MD
FBB CAPITAL PARTNERS · EASTON, MD

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