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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-05-17 |
| GA | RA | APPROVED | 2017-12-20 |
| TX | RA | APPROVED_RES | 2016-01-22 |
| TN | RA | APPROVED | 2015-09-21 |
| SC | RA | APPROVED | 2014-01-22 |
Branch Locations
150 N College St, Charlotte, NC 28255 • United States
Simpsonville, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | TN | 01/2014 | Present |
| Bank Of America, N.A. | Franklin | TN | 02/2014 | Present |
GENERAL PARTNER FOR WATT & WIX ENTERTAINMENT. NON-INVESTMENT RELATED BUSINESS THAT RECORDS AND SELLS MUSIC TO FANS ON A VERY SMALL SCALE. BEGAN JANUARY 2009 AND TAKES ABOUT 8 HOURS PER MONTH DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-14 |
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