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Ashley W Owens

11 Financial

Gretna, VA

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Current Employers
11 Financial

504 S First St., Lufkin, TX 75901 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-07-02
TX RA APPROVED_RES 2025-01-29
  • VA RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED_RES
    Since 2025-01-29

Branch Locations

Gretna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Forest VA 09/2015 10/2017
Securities America Advisors Forest VA 09/2015 10/2017
Infinex Investments, Inc. Meriden CT 10/2017 07/2019
Benchmark Bank Farmville VA 10/2017 07/2019
Capfinancial Partners Llc (Captrust) Raleigh NC 09/2019 03/2024
Capfinancial Securities Llc Raleigh NC 09/2019 03/2024
11 Financial Lufkin TX 03/2024 Present
Neighbors Bank Columbia MO 10/2024 Present
  • 09/2015 → 10/2017
    Securities America Inc
    Forest, VA
  • 09/2015 → 10/2017
    Securities America Advisors
    Forest, VA
  • 10/2017 → 07/2019
    Infinex Investments, Inc.
    Meriden, CT
  • 10/2017 → 07/2019
    Benchmark Bank
    Farmville, VA
  • 09/2019 → 03/2024
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 09/2019 → 03/2024
    Capfinancial Securities Llc
    Raleigh, NC
  • 03/2024 → Present
    Lufkin, TX
  • 10/2024 → Present
    Neighbors Bank
    Columbia, MO
Previous Registrations
  • 2024-03-18 → 2024-12-31
    Gretna, VA
  • 2019-10-30 → 2024-03-18
    Lynchburg, VA
  • 2017-10-25 → 2019-07-19
    Farmville, VA
    Farmville, VA
    Chapel Hill, NC
    Crewe, VA
    Blackstone, VA
    Farmville, VA
    Halifax, VA
  • 2015-09-17 → 2017-10-25
    Securities America Advisors, Inc.
    Forest, VA
  • 2015-01-29 → 2015-10-05
    Lynchburg, VA
  • 2014-07-23 → 2014-10-22
    Lynchburg, VA
  • 2012-04-17 → 2014-06-03
    St Louis, MO
    Charlottesville, VA
Other Businesses

Ashley Owens is a Loan Officer at Neighbors Bank, a non-investment-related activity. There is no conflict of interest as it pertains to her role at 11 Financial. She spends approximately 15% of her time on this outside activity. We require that all IARs disclose this conflict of interest when such recommendations are made. Also, we require IARs to disclose that clients may purchase recommended insurance products from other insurance agents not affiliated with us.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
  • S66 Uniform Combined State Law Examination
    2012-02-10
Other Names
  • Ashley W Owens
  • Ashley Deneige Webb
  • Ashley Deneige Webb
  • Ashley Webb Owens

View on SEC IAPD

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