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504 S First St., Lufkin, TX 75901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-07-02 |
| TX | RA | APPROVED_RES | 2025-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Forest | VA | 09/2015 | 10/2017 |
| Securities America Advisors | Forest | VA | 09/2015 | 10/2017 |
| Infinex Investments, Inc. | Meriden | CT | 10/2017 | 07/2019 |
| Benchmark Bank | Farmville | VA | 10/2017 | 07/2019 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 09/2019 | 03/2024 |
| Capfinancial Securities Llc | Raleigh | NC | 09/2019 | 03/2024 |
| 11 Financial | Lufkin | TX | 03/2024 | Present |
| Neighbors Bank | Columbia | MO | 10/2024 | Present |
Ashley Owens is a Loan Officer at Neighbors Bank, a non-investment-related activity. There is no conflict of interest as it pertains to her role at 11 Financial. She spends approximately 15% of her time on this outside activity. We require that all IARs disclose this conflict of interest when such recommendations are made. Also, we require IARs to disclose that clients may purchase recommended insurance products from other insurance agents not affiliated with us.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-10 |
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