Ashley W Owens

Employer firm

11 Financial CRD 174569

$36.8M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

11 Financial

504 S First St., Lufkin, TX 75901 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-07-02
TX	RA	APPROVED_RES	2025-01-29

VA RA
APPROVED

Since 2025-07-02
TX RA
APPROVED_RES

Since 2025-01-29

Branch Locations

Gretna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America Inc	Forest	VA	09/2015	10/2017
Securities America Advisors	Forest	VA	09/2015	10/2017
Infinex Investments, Inc.	Meriden	CT	10/2017	07/2019
Benchmark Bank	Farmville	VA	10/2017	07/2019
Capfinancial Partners Llc (Captrust)	Raleigh	NC	09/2019	03/2024
Capfinancial Securities Llc	Raleigh	NC	09/2019	03/2024
11 Financial	Lufkin	TX	03/2024	Present
Neighbors Bank	Columbia	MO	10/2024	Present

09/2015 → 10/2017

Securities America Inc

Forest, VA
09/2015 → 10/2017

Securities America Advisors

Forest, VA
10/2017 → 07/2019

Infinex Investments, Inc.

Meriden, CT
10/2017 → 07/2019

Benchmark Bank

Farmville, VA
09/2019 → 03/2024

Capfinancial Partners Llc (Captrust)

Raleigh, NC
09/2019 → 03/2024

Capfinancial Securities Llc

Raleigh, NC
03/2024 → Present

11 Financial

Lufkin, TX
10/2024 → Present

Neighbors Bank

Columbia, MO

Previous Registrations

2024-03-18 → 2024-12-31

11 Financial

Gretna, VA
2019-10-30 → 2024-03-18

Captrust

Lynchburg, VA
2017-10-25 → 2019-07-19

Osaic Institutions, Inc.

Farmville, VA

Farmville, VA

Chapel Hill, NC

Crewe, VA

Blackstone, VA

Farmville, VA

Halifax, VA
2015-09-17 → 2017-10-25

Securities America Advisors, Inc.

Forest, VA
2015-01-29 → 2015-10-05

Lpl Financial Llc

Lynchburg, VA
2014-07-23 → 2014-10-22

Mml Investors Services, Llc

Lynchburg, VA
2012-04-17 → 2014-06-03

Edward Jones

St Louis, MO

Charlottesville, VA

Other Businesses

Ashley Owens is a Loan Officer at Neighbors Bank, a non-investment-related activity. There is no conflict of interest as it pertains to her role at 11 Financial. She spends approximately 15% of her time on this outside activity. We require that all IARs disclose this conflict of interest when such recommendations are made. Also, we require IARs to disclose that clients may purchase recommended insurance products from other insurance agents not affiliated with us.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-10

S66 Uniform Combined State Law Examination

2012-02-10

Other Names

Ashley W Owens
Ashley Deneige Webb
Ashley Deneige Webb
Ashley Webb Owens

View on SEC IAPD