Sean T Hughes

Current Employers

Wealth Watch Advisors, Inc

S Valley Hwy 8310, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-05-25

IL RA
APPROVED

Since 2021-05-25

Branch Locations

1900 E Golf Rd Suite 950, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hughes & Dern Financial Group	Bolingbrook	IL	07/2014	Present
Foundations Investment Advisors, Llc	Scottsdale	AZ	01/2018	05/2021
Wealth Watch Advisors	Englewood	CO	05/2021	Present

07/2014 → Present

Hughes & Dern Financial Group

Bolingbrook, IL
01/2018 → 05/2021

Foundations Investment Advisors, Llc

Scottsdale, AZ
05/2021 → Present

Wealth Watch Advisors

Englewood, CO

Previous Registrations

2018-01-19 → 2021-06-04

Foundations Investment Advisors Llc

Schaumburg, IL

Phoenix, AZ
2015-04-02 → 2016-06-08

Brookstone Capital Management Llc

Rolling Meadows, IL

Wheaton, IL
2012-04-04 → 2014-07-17

Ameriprise Financial Services, Llc

Shorewood, IL

Plainfield, IL

Other Businesses

INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; MEDICARE,LIFE AND ANNUITY SALES; APPROX. 50 HOURS PER MONTH; 50 HOURS PER MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-03

S66 Uniform Combined State Law Examination

2012-04-03

View on SEC IAPD

Current Employers

Wealth Watch Advisors, Inc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

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