John David Hartman

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Quality Paint Products, Inc.
  Little Canada, MN
• 02/2011 → 06/2018
  Eight-Three Investments, Llc
  Chanhassen, MN
• 08/2020 → Present
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 06/2015 → 10/2016
  Six Titles Management, Inc.
  Sun Prairie, WI
• 10/2016 → 07/2020
  Cascade Management, Inc.
  Madison, WI

Previous Registrations

• 2012-02-17 → 2015-07-10
  Rbc Capital Markets, Llc
  Minneapolis, MN

Other Businesses

1) QUALITY PAINT PRODUCTS, INC. VICE PRESIDENT MANUFACTURER OF DISSIPATING DYES FOR HIGH PERFORMANCE COATINGS. OVERSEE ALL ASPECTS OF OPERATIONS INCLUDING ACCOUNTING, LEGAL, ACCOUNTS PAYABLE, ACCOUNTS RECEIVABLE, AND PRODUCTION. I SPEND 5-10 HOURS PER WEEK (ALL OUTSIDE OF TRADING HOURS). THE BUSINESS IS NOT INVESTMENT RELATED. LOCATION: 3075 SPRUCE STREET, SUITE C, LITTLE CANADA, MN, 55117 2) NAME OF ENTITY: MICHIGAN TECHNOLOGICAL UNIVERSITY APPLIED PROTFOLIO MANAGEMENT PROGRAM, ADDRESS: 1400 TOWNSEND DRIVE HOUGHTON MICHIGAN 49931-1295, BUSINESS DESCRIPTION: APMP ADVISORY BOARD, START DATE: 09/03/13, END DATE: 04/03/17, CAPACITY: BOARD OF DIRECTORS ADVISORY BOARD MEMBER, DUTIES: I WILL BE ACTING IN THE ADVISORY CAPACITY TO STUDENTS OF MICHIGAN TECH INVOLVED IN THE APPLIED PORTFOLIO MANAGEMENT PROGRAM. THERE WILL BE NO INVESTMENT RELATED DECISIONS OR ACTIVITY ON MY PART. PRIMARY FUNCTION IS TO OVERSEE STUDENTS ACTIVITIES PROVIDE FEEDBACK AND PROVIDE NETWORKING OPPORTUNITIES, TIME DEVOTED TO THIS ACTIVITY PER WEEK: 1 HOUR, TIME DEVOTED TO THIS ACTIVITY PER WEEK DURING SECURED TRADING HOURS: 0 3) Name: Eight - Three - Investments LLC Address: 455 Pond Promenade Suite 210 PO BOX 219 Chanhassen, MN 55314 Business Description: Real Estate Investments Business is not investment related Projected Start Date: 02/01/11 Capacity: Owner - Active, Officer Duties Performed: CFO. Involved in all aspects of real estate - including purchase, accounting and management. Devoted to this OBA per Month: 3.75 Hours Devoted to this OBA during business hours: 0 4) Name: Stillwater Youth Hockey/Lumberyard Hockey and Sports Center/Various Hockey Camps Address: Stillwater Area Hockey Association 1675 Market Drive, Suite B Stillwater, MN 55082 Business Description: Coach youth hockey and work various hockey camps Business is not investment related Projected Start Date: 10/01/11 Capacity: Independent Contractor/Consultant Duties Performed: Head Coach Stillwater A Bantam youth hockey team. Work various hockey camps, which could include individual private lessons. Devoted to this OBA per Month: 20 Hours Devoted to this OBA during business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2021-01-28

Other Names

• John David Hartman