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James Edward Kossoff

LPl Financial LLC

Trinity, FL

CRD 5993204

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-23
  • FL RA
    APPROVED
    Since 2025-09-23

Branch Locations

Trinity, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2024 09/2025
Lpl Financial Llc Trinity FL 09/2025 Present
Edward Jones St Louis MO 11/2011 09/2024
Previous Registrations
  • 2012-01-04 → 2025-09-29
    Edward Jones
    Trinity, FL
    Trinity, FL
    St Louis, MO
    New Port Richey, FL
    Lutz, FL
    Clearwater, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-30
  • S66 Uniform Combined State Law Examination
    2011-12-30
Other Names
  • James Kossoff
  • Jim Kossoff

View on SEC IAPD

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