Caitlin Mary Kahabka

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-06-09
CA	RA	APPROVED	2021-06-09
CT	RA	APPROVED	2021-06-09
DE	RA	APPROVED	2021-06-09
DC	RA	APPROVED	2021-06-09
GA	RA	APPROVED	2021-06-09
MD	RA	APPROVED	2021-06-09
MA	RA	APPROVED	2021-06-09
NJ	RA	APPROVED	2021-06-09
NY	RA	APPROVED	2021-06-09
NC	RA	APPROVED	2021-06-09
OH	RA	APPROVED	2021-06-09
TN	RA	APPROVED	2021-06-09
TX	RA	APPROVED	2021-06-09
VT	RA	APPROVED	2021-06-09
VA	RA	APPROVED	2021-06-09
WV	RA	APPROVED	2021-06-09

AZ RA
APPROVED

Since 2021-06-09
CA RA
APPROVED

Since 2021-06-09
CT RA
APPROVED

Since 2021-06-09
DE RA
APPROVED

Since 2021-06-09
DC RA
APPROVED

Since 2021-06-09
GA RA
APPROVED

Since 2021-06-09
MD RA
APPROVED

Since 2021-06-09
MA RA
APPROVED

Since 2021-06-09
NJ RA
APPROVED

Since 2021-06-09
NY RA
APPROVED

Since 2021-06-09
NC RA
APPROVED

Since 2021-06-09
OH RA
APPROVED

Since 2021-06-09
TN RA
APPROVED

Since 2021-06-09
TX RA
APPROVED

Since 2021-06-09
VT RA
APPROVED

Since 2021-06-09
VA RA
APPROVED

Since 2021-06-09
WV RA
APPROVED

Since 2021-06-09

Branch Locations

148 Lowell St, Methuen, MA 01844 • United States

2 Central Street, Peabody, MA 01960 • United States

532 Ocean Ave, Jersey City, NJ 07305 • United States

307 Main Street, Goshen, NY 10924 • United States

7 Traders Way, Salem, MA 01970 • United States

2530 Kennedy Boulevard, Jersey City, NJ 07304 • United States

495 Manila Ave, Jersey City, NJ 07302 • United States

One Fountain Plz 10Th Flr, Buffalo, NY 14203 • United States

4446 Route 42, Monticello, NY 12701 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Buffalo	NY	09/2011	06/2021
Lpl Financial, Llc	Buffalo	NY	06/2021	Present

09/2011 → 06/2021

M&T Securities

Buffalo, NY
06/2021 → Present

Lpl Financial, Llc

Buffalo, NY

Previous Registrations

2016-08-11 → 2021-06-09

M&T Securities, Inc.

Buffalo, NY

Buffalo, NY

Buffalo, NY

Buffalo, NY

Buffalo, NY

Williamsport, PA

Baltimore, MD

Baltimore, MD

Other Businesses

1. 06/09/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/6/2021 - Eirie County Board of Elections - Not Investment Related - 134 West Eagle Street, Buffalo NY 14202 - Other-Local Elections Board - Polling Location Inspector - Started 11/30/2020 - 8 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-10

S66 Uniform Combined State Law Examination

2016-08-10

Other Names

Caitlin Mary Cotton

View on SEC IAPD