J Stephen Richardson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 10/2018
  Invest Financial Corp.
  Carlisle, PA
• 01/2013 → 10/2018
  Members 1St Fcu
  Carlisle, PA
• 02/2018 → 10/2018
  Lpl Financial Llc
  Harrisburg, PA
• 10/2018 → Present
  Prudential Insurance Company Of America
  Camp Hill, PA
• 10/2018 → 11/2024
  Pruco Securities, Llc.
  Camp Hill, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Camp Hill, PA

Previous Registrations

• 2018-10-11 → 2024-11-14
  Pruco Securities, Llc.
  Camp Hill, PA
  Camp Hill, PA
  Camp Hill, PA
  Camp Hill, PA
  Exton, PA
• 2018-02-14 → 2018-10-12
  Lpl Financial Llc
  Harrisburg, PA
  Middleton, PA
  Harrisburg, PA
  Carlisle, PA
  Gettysburg, PA
  Harrisburg, PA
• 2008-10-29 → 2018-02-20
  Invest Financial Corporation
  Camp Hill, PA
  Harrisburg, PA
  Camp Hill, PA
  Camp Hill, PA
  Harrisburg, PA
  Harrisburg, PA
  Middleton, PA
  Appleton, WI
  Enola, PA
  Carlisle, PA
  Carlisle, PA
  Gettysburg, PA
  Enola, PA
  Appleton, WI
• 2005-06-30 → 2008-10-14
  Pnc Wealth Management Llc
  York, PA
  Harrisburg, PA
  Duncannon, PA
  Newport, PA
  Harrisburg, PA
  New Cumberland, PA
  Hershey, PA
  Enola, PA
  Harrisburg, PA
  Mechanicsburg, PA
  Hershey, PA
  Hershey, PA

Other Businesses

1) 10/08/2024- Coach/ Sports/ Fitness- Refereeing of soccer matches, as assigned, across the Central PA area. Mostly weekend-only.- Not INV Related- At Camp Hill, PA- Start Date 06/01/2024- 8 HRS MTH- 0 HRS Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-05-24
• S63 Uniform Securities Agent State Law Examination
  2000-08-25

Other Names

• J. Stephen Richardson
• Steve Richardson