Justin M Breen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-12

TX RA
APPROVED_RES

Since 2019-07-12

Branch Locations

5885 Meadows Road Suite 850, Lake Oswego, OR 97035 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Park Ave Securities	Portland	OR	11/2011	03/2018
Guardian	Portland	OR	11/2012	03/2018
Massmutual Life Insurance Company	Lake Oswego	OR	02/2018	Present
Mml Investors Services, Llc	Lake Oswego	OR	04/2018	Present

11/2011 → 03/2018

Park Ave Securities

Portland, OR
11/2012 → 03/2018

Guardian

Portland, OR
02/2018 → Present

Massmutual Life Insurance Company

Lake Oswego, OR
04/2018 → Present

Mml Investors Services, Llc

Lake Oswego, OR

Previous Registrations

2013-04-10 → 2018-03-19

Park Avenue Securities Llc

Lake Oswego, OR

Other Businesses

NAME: JUSTIN BREEN INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE, DI INSURANCE POSITION: AGENT START DATE: 1/1/12 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 (2) NAME: BREEN MGMT NW INV REL: Y ADD: 11030 SW CAPITAL HIGHWAY PORTLAND OR 97219 NATURE: 3 YEAR COMMERCIAL LEASE, SUB-LEASING OFFICE IN THIS SPACE POSITION: OFFICER START DATE: 11/1/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: TRUSTEE TO THE BHADD 2020 FAMILY TRUST INV REL: Y ADD: RESDENTIAL ADD NATURE: COORIDINATION OF DISTRIBUTION OF FEES DICTATED BY THE TERMS OF THE TRUST TO THE TRUST BENEFICIAIRES POSITION: TRUSTEE START DATE: 12/1/2020 NO HRS/MO: 1/2 NO HRS/MO DUR TRADING: 0 (4) NAME: BEST PLUMBING SPECIALTIES BOARD OF DIRECTORS INV REL: Y ADD: RESIDENTIAL ADD NATURE: PLUMBING PARTS DISTRIBUTION POSITION: BOARD MEMBER START DATE: 1/1/2021 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 (5) NAME: NYK BUSINESS SOLUTIONS LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: ENTITY CREATED FOR 1099 INSURANCE SALES TO MANAGE PERSONAL PAYROLL FOR TAX PURPOSES POSITION: PRESIDENT/OWNER START DATE: 09/01/2024 NO HRS/MO: 1 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: RUN PAYROLL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-22

S66 Uniform Combined State Law Examination

2013-02-22

Other Names

Justin M Breen
Justin Michael Breen

View on SEC IAPD