Robert D Warren

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Hightower Securities, Llc
  Huntsville, AL
• 07/2014 → Present
  Hightower Advisors, Llc
  Huntsville, AL

Previous Registrations

• 2012-10-11 → 2014-08-05
  Morgan Stanley
  Huntsville, AL
• 2012-05-04 → 2012-07-03
  Ameriprise Financial Services, Llc
  Birmingham, AL

Other Businesses

EASY RIDE, LLC IS A PEDICAB COMPANY OPERATING IN TUSCALOOSA, AL ON THE UA CAMPUS. I AM A LIMITED MEMBER WITH NO OPERATIONAL OR MANAGERIAL INVOLVEMENT. MY INVOLVEMENT BEGAN IN FEBRUARY 2011. 2264 17TH ST. TUSCALOOSA, AL 35401 Huntsville-Madison County Library Foundation; Investment Related - No; Huntsville, AL; Board Member; Start Date - 01/2025; Approximately 2 hours per month with 0 hours during securities trading hours; Fundraising and advocacy for local public library system

Exams

• S66 Uniform Combined State Law Examination
  2012-05-03

Designations

• Certified Financial Planner