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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-09-08 |
| MA | RA | APPROVED | 2019-01-17 |
Branch Locations
1724 Acushnet Ave, New Bedford, MA 02746 • United States
136 Faunce Corner Rd, Dartmouth, MA 02747 • United States
1604 President Ave., Fall River, MA 02720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Providence | RI | 11/2015 | 01/2019 |
| Citizens Securities, Inc | Providence | RI | 11/2015 | 01/2019 |
| Bank Five | Fall River | MA | 01/2019 | Present |
| Infinex Investments, Inc. | Meriden | CT | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-07 |
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