Wenduo Guo

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-10-18

CA RA
APPROVED

Since 2019-10-18

Branch Locations

San Diego, CA • United States

4275 Executive Square Ste 200 #1011, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Insurance Services, Inc.	Fort Worth	TX	01/2016	10/2019
First Command Financial Planning, Inc.	Fort Worth	TX	01/2016	10/2019
First Command Advisory Services	Fort Worth	TX	01/2016	10/2019
Cambridge Investment Research, Inc.	Fairfield	IA	10/2019	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2019	Present

01/2016 → 10/2019

First Command Insurance Services, Inc.

Fort Worth, TX
01/2016 → 10/2019

First Command Financial Planning, Inc.

Fort Worth, TX
01/2016 → 10/2019

First Command Advisory Services

Fort Worth, TX
10/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2015-12-22 → 2019-10-24

First Command Advisory Services

San Diego, CA

Fort Worth, TX

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) FORTRESS BROKERAGE, 11622 EL CAMINO REAL, STE 100, SAN DIEGO, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/08/19, INV REL, 5/WK- 1/TRADING 3) GUO FAMILY TRUST, 6747 FRIARS RD, UNIT 101, SAN DIEGO, CA, REAL ESTATE RENTAL INCOME OWNER, 06/28/17, NIR, 1/MO- 1/TRADING 4) THE STATUS GUO LLC, 7180 Shoreline Drive 5306, San Diego CA 92122, 02/2022, Owner, Real Estate, NIR, 2 HR/MO, 2 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-17
S63	Uniform Securities Agent State Law Examination	2011-12-20

S66 Uniform Combined State Law Examination

2015-12-17
S63 Uniform Securities Agent State Law Examination

2011-12-20

Other Names

Kassage Guo

View on SEC IAPD