John Michael Vinci

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-31
TX	RA	APPROVED	2022-10-31

CA RA
APPROVED

Since 2022-10-31
TX RA
APPROVED

Since 2022-10-31

Branch Locations

4105 Blackhawk Plaza Circle, Danville, CA 94506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	San Ramon	CA	09/2012	09/2022
Charles Schwab Bank Ssb	San Ramon	CA	09/2012	09/2022
Bayclub	Pleasanton	CA	09/2022	Present
Ubs	Walnut Creek	CA	10/2022	Present

09/2012 → 09/2022

Charles Schwab & Co., Inc.

San Ramon, CA
09/2012 → 09/2022

Charles Schwab Bank Ssb

San Ramon, CA
09/2022 → Present

Bayclub

Pleasanton, CA
10/2022 → Present

Ubs

Walnut Creek, CA

Previous Registrations

2013-09-16 → 2022-10-06

Charles Schwab & Co., Inc.

San Ramon, CA

Los Gatos, CA

Other Businesses

1) Name of Business: Bay Club./ Address: 7090 Johnson Dr Pleasanton CaliforniaUnited States./ Investment Related: No./ Role and Duty: Basketball league commissioner./ Start Date: 5/1/2022./ Time Required: No.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-12

S66 Uniform Combined State Law Examination

2013-09-12

Other Names

John Michael Vinci
John Michael Vinci

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