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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 09/2015 | 06/2017 |
| Wells Fargo Clearing Services, Llc. | Miami | FL | 07/2017 | 07/2019 |
| Jack Patterson & Co. | Davie | FL | 08/2019 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pembroke Pines | FL | 03/2020 | 08/2021 |
| Bank Of America,N.A. | Pembroke Pines | FL | 03/2020 | 08/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 08/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 10/2021 | Present |
| Better Books Advisor Llc | Charlotte | NC | 11/2024 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Associate Specialist-Invest Services. Dually licensed. 08/16/2021. 40+ hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Better Books Advisor LLC. Not Investment related. 1621 Nia Rd Charlotte, NC 28215. Member. 11/29/2024. 0-20 hrs/month. Bookkeeping Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-25 |
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