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Anthony J Falaro

Fisher Investments

Carlsbad, CA

Plano, TX

CRD 5992664

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-08
TX RA APPROVED_RES 2022-03-08
WA RA APPROVED 2014-05-05
  • CA RA
    APPROVED
    Since 2022-03-08
  • TX RA
    APPROVED_RES
    Since 2022-03-08
  • WA RA
    APPROVED
    Since 2014-05-05

Branch Locations

Carlsbad, CA • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 04/2014 Present
Previous Registrations
Other Businesses

the name of the other business; THE VISTA COLLECTION LLC whether the business is investment-related; NO the address of the other business; LONDONDERRY, NH the nature of the other business; SHORT TERM RENTAL/ACCOMMODATIONS your position; MANAGER/MEMBER title, or relationship with the other business; MANAGER/MEMBER the start date of your relationship; 04/06/2023 the approximate number of hours/month you devote to the other business; 1 - 5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; MANAGER SHORT TERM VACATION RENTALS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-23
  • S66 Uniform Combined State Law Examination
    2012-01-23
Other Names
  • Tony John Falaro
  • Anthony John Falaro

View on SEC IAPD

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