Courtney Baker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Pleasant, SC
• 03/2019 → Present
  Johns Island Post Acute
  Johns Island, SC
• 12/2017 → 03/2019
  Health Care Navigator, Llc
  Johns Island, SC

Other Businesses

Name of the other businessJohns Island Post AcuteWhether the business is investment-relatedNot investment relatedAddress of the other businessJohns Island SC 29455Nature of the other businessNursing HomeYour positionSpeech Language PathologistTitle, or relationship with the other businessSpeech Language PathologistStart date of your relationship3/2019Approximate number of hours/month you devote to the other businessUp to 10 hours/monthNumber of hours you devote to the other business during securities trading hoursnoneBriefly describe your duties relating to the other businessProvide speech therapy for inpatient rehab. I*454156, Entity Type, Entity for Profit, Name of OBA: Halcyon Rehabilitation/Johns Island Rehab Healthca, Address: Johns Island, SC, 29455, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 12/26/2017, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties: Speech-Language pathologist. I will work a few days on the weekends per month.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-03

Other Names

• Courtney Carol Baker