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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-01
  • OH RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

1991 Crocker Road Suite 600, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mid Atlantic Capital Corporation Avon OH 04/2013 09/2017
Mid Atlantic Financial Management, Inc Pittsburgh PA 04/2013 11/2021
Newedge Securities, Llc Westlake OH 06/2019 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 04/2013 → 09/2017
    Mid Atlantic Capital Corporation
    Avon, OH
  • 04/2013 → 11/2021
    Mid Atlantic Financial Management, Inc
    Pittsburgh, PA
  • 06/2019 → Present
    Newedge Securities, Llc
    Westlake, OH
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2013-04-25 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Avon, OH
    Avon, OH
    Pittsburgh, PA
    Westlake, OH
  • 2009-10-19 → 2012-03-26
    Chase Investment Services Corp.
    Rocky River, OH
    Lorain, OH
Other Businesses

1)THE KAHL GROUP, LLC~INVESTMENT RELATED~1991 CROCKER ROAD, SUITE 600, WESTLAKE, OH 44145~FINANCIAL ADVISORY/FINANCIAL PLANNING~CO-OWNER/ADVISOR~DECEMBER 2001~160HRS PER MONTH~130HRS PER MONTH DURING MARKET~ADVISING CLIENTS ON FINANCIAL MATTERS, BRANCH OFFICE PROCESSING - - - - - - - - - - - - - - - 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~1991 CROCKER ROAD, SUITE 600, WESTLAKE, OH 44145~FIXED INSURANCE~AGENT~FEBRUARY 2002~10HRS PER MONTH~10HRS PER MONTH DURING MARKET~POTENTIAL FIXED INSURANCE SALES TO CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2000-12-22
Other Names
  • Jennifer Frances Whitaker

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