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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-30 |
| CA | RA | APPROVED | 2023-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 03/2022 | Present |
| Bank Of America, Merrill Lynch | Scottsdale | AZ | 09/2011 | 03/2022 |
The Pampered Lash and Beauty Bar LLC 2268 E Willams Field Rd Suite 105- #24 Gilbert AZ 85295 Nature of business is - Beauty services: Lash extensions, Teeth whitening, Body Contouring. This is my Wife's business since January 2021. I devote a couple hours per week on my personal time to the business for social media, website updates and minor administrative tasks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-04 |
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