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Jonathan Crocker

Agf Investments

Boston, MA

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Current Employers
Agf Investments

99 High Street Suite 2802, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-08-03
  • MA RA
    APPROVED
    Since 2021-08-03

Branch Locations

99 High Street Suite 2802, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs, & Co. San Francisco CA 08/2015 10/2016
Hsbc Global Asset Management New York NY 08/2017 10/2020
Hsbc Securities (Usa) Inc. New York NY 09/2017 10/2020
Unemployed New York NY 10/2016 08/2017
Agf Investments Inc. New York NY 10/2020 04/2021
Foreside Fund Services, Llc New York NY 02/2021 04/2021
Agf Investments Inc. Jacksonville FL 04/2021 Present
Foreside Fund Services, Llc Jacksonville FL 04/2021 Present
Agf Investments Llc Boston MA 10/2020 Present
  • 08/2015 → 10/2016
    Goldman Sachs, & Co.
    San Francisco, CA
  • 08/2017 → 10/2020
    Hsbc Global Asset Management
    New York, NY
  • 09/2017 → 10/2020
    New York, NY
  • 10/2016 → 08/2017
    Unemployed
    New York, NY
  • 10/2020 → 04/2021
    Agf Investments Inc.
    New York, NY
  • 02/2021 → 04/2021
    Foreside Fund Services, Llc
    New York, NY
  • 04/2021 → Present
    Agf Investments Inc.
    Jacksonville, FL
  • 04/2021 → Present
    Foreside Fund Services, Llc
    Jacksonville, FL
  • 10/2020 → Present
    Agf Investments Llc
    Boston, MA
Previous Registrations
Other Businesses

AGF Investments LLC; Investment Related; Jacksonville, FL; Sales; Institutional Sales; Start Date 10/2020; 160 Hrs per month; Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14

View on SEC IAPD

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