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99 High Street Suite 2802, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs, & Co. | San Francisco | CA | 08/2015 | 10/2016 |
| Hsbc Global Asset Management | New York | NY | 08/2017 | 10/2020 |
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2017 | 10/2020 |
| Unemployed | New York | NY | 10/2016 | 08/2017 |
| Agf Investments Inc. | New York | NY | 10/2020 | 04/2021 |
| Foreside Fund Services, Llc | New York | NY | 02/2021 | 04/2021 |
| Agf Investments Inc. | Jacksonville | FL | 04/2021 | Present |
| Foreside Fund Services, Llc | Jacksonville | FL | 04/2021 | Present |
| Agf Investments Llc | Boston | MA | 10/2020 | Present |
AGF Investments LLC; Investment Related; Jacksonville, FL; Sales; Institutional Sales; Start Date 10/2020; 160 Hrs per month; Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-14 |
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