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Carl Hicks

Edward Jones

O'FAllon, MO

St. Louis, MO

CRD 5992269

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-01-09
  • MO RA
    APPROVED
    Since 2017-01-09

Branch Locations

O'FAllon, MO • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2013 Present
Other Businesses

Self-Employed Type of business: Voice-over gig work O'Fallon, MO Start date: 2/1/2022 Voiceover Support Hours per week: 2 Hours during trading: 0 Providing voice over support for commercials/You-tube videos.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-06
  • S66 Uniform Combined State Law Examination
    2017-01-06
Other Names
  • Carl Andrew Hicks

View on SEC IAPD

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