James Alan Warner

Current Employers

Employment History

• 01/2000 → Present
  Wd Enterprises Inc.
  Madison, CT
• 11/2011 → Present
  Lpl Financial Llc
  Shelton, CT
• 09/2015 → 09/2018
  Northstar Wealth Partners, Llc
  Shelton, CT
• 01/2023 → Present
  Warner Wealth
  Madison, CT

Previous Registrations

• 2015-10-13 → 2018-10-01
  Northstar Wealth Partners Llc
  Shelton, CT
  West Hartford, CT

Other Businesses

1. Licensed insurance agent 2. Warner Allred Tax Solutions, LLC - minority owner, tax and accounting services 3. 11/27/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date 10/07/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Notary Public. 4. 10/11/2022 - The Warner Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Insurance Licensed Agent - Start Date - 10/15/2022 - 20 Hours Per Month/0 Hours During Securities Trading 5. 3/14/2023 - Warner Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/31/2023 - 120 Hours Per Month/120 Hours During Securities Trading 6. 05/15/2023 - Warner Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/11/2023 - 200 Hours Per Month/8 Hours During Securities Trading 7. 09/21/2023 - Warner Wealth - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 09/01/2022 - 4 Hours Per Month/ 0 Hours During Trading 8. 09/25/2024 - Crump Life Insurance Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/28/2024 - 10 Hours Per Month/ During Trading 9. 11/04/2024 - Warner Allred Tax Solutions - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 20 Hours Per Month/ 0 Hours During Trading 10. 04/11/2025 - Warner Wealth - Investment Related - Registered Investment Advisor Hybrid - Location - Home Based, At Reported Business Location(s) - Start Date: 04/02/2025 - 200 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through Warner Wealth, an independent investment advisor firm. I started this business activity in 04/2025. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-21

Designations

Other Names

• James Warner