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Christina M Bates

Key Investment Services LLC

Lakewood, WA

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-07-20
  • WA RA
    APPROVED
    Since 2018-07-20

Branch Locations

10439 Gravelly Lake Dr. Sw, Lakewood, WA 98499 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Gig Harbor WA 11/2009 12/2017
Key Investment Services Gig Harbor WA 11/2011 12/2017
Key Investment Services Gig Harbor WA 12/2017 07/2018
Keybank Gig Harbor WA 12/2017 07/2018
Key Investment Services Gig Harbor WA 07/2018 Present
  • 11/2009 → 12/2017
    Key Bank
    Gig Harbor, WA
  • 11/2011 → 12/2017
    Key Investment Services
    Gig Harbor, WA
  • 12/2017 → 07/2018
    Key Investment Services
    Gig Harbor, WA
  • 12/2017 → 07/2018
    Keybank
    Gig Harbor, WA
  • 07/2018 → Present
    Key Investment Services
    Gig Harbor, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 2012-02-01
  • S66 Uniform Combined State Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    2012-02-01

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, WA
EDWARD JONES · Lakewood, WA
LPL FINANCIAL LLC · LAKEWOOD, WA
API FINANCIAL ADVISORS, LLC · LAKEWOOD, WA
FIRST COMMAND ADVISORY SERVICES · Lakewood, WA
FIRST COMMAND ADVISORY SERVICES · Lakewood, WA
J.P. MORGAN SECURITIES LLC · UNIVERSITY PLACE, WA
EDWARD JONES · LAKEWOOD, WA

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