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Scott A. Schmidt

Sanctuary Advisors, LLC

Chicago, IL

CRD 5991692

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Employer firm

Sanctuary Advisors, LLC CRD 226606

$34.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-11
IL RA APPROVED 2016-06-10
  • TX RA
    APPROVED_RES
    Since 2023-12-11
  • IL RA
    APPROVED
    Since 2016-06-10

Branch Locations

209 S. Lasalle, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Elgin IL 12/2014 Present
David A. Noyes & Company Elgin IL 06/2016 Present
  • 12/2014 → Present
    Fifth Third Securities
    Elgin, IL
  • 06/2016 → Present
    David A. Noyes & Company
    Elgin, IL
Previous Registrations
  • 2014-12-05 → 2016-06-20
    Elgin, IL
    Elgin, IL
    Elgin, IL
    Carpentersville, IL
  • 2012-05-02 → 2014-12-03
    Meritus Capital Management, Inc.
    Elgin, IL
Other Businesses

SCHMIDT AND LERNER, LLC - NOT INVESTMENT-RELATED - 1814 Grandstand Place, Suite 5 City: Elgin State: Illinois Zip: 60123 - LAW FIRM - PARTNER - 10 HRS/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM - PASSIVE INCOME, REVIEW LEGAL WORK OF PARTNER AND OFFER ADVICE/REVISIONS, Date of Affiliation: 03/15/2010

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-03
S63 Uniform Securities Agent State Law Examination 2011-11-28
  • S65 Uniform Investment Adviser Law Examination
    2012-01-03
  • S63 Uniform Securities Agent State Law Examination
    2011-11-28

View on SEC IAPD

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