Erick Trevor Brown

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Santa Rosa, CA
• 11/2016 → Present
  Jpmorgan Securities Llc
  Santa Rosa, CA

Previous Registrations

• 2016-09-19 → 2016-12-01
  Wells Fargo Clearing Services, Llc
  Sebastopol, CA
  Santa Rosa, CA
  Rohnert Park, CA
  Rohnert Park, CA
  Santa Rosa, CA

Other Businesses

Entity Name: Sonoma HD Pool and Spa Investment related: No Address: e Rohnert Park California 94928 Nature of the other business: Pool Installation Position/Title/Relationship: Owner/Partner Start Date: 02/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Owner of business, oversee and perform construction and service of in ground swimming pools and spa's. No connection to JPMC and nothing similar to my role at JPMC.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-09
• S63 Uniform Securities Agent State Law Examination
  2013-04-16

Designations

• Certified Financial Planner

Other Names

• Erick T Brown
• Erick Brown