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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-10-05
  • MI RA
    APPROVED
    Since 2015-10-05

Branch Locations

6677 Crossings Drive Se Suite 2, Grand Rapids, MI 49508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone University Grand Rapids MI 06/2007 Present
Cedar Springs Public Schools Cedar Springs MI 06/2008 10/2021
Raymond James Financial Services, Inc. Grand Rapids MI 09/2015 Present
Raymond James Financial Services Advisors Inc. Grand Rapids MI 10/2015 Present
Cornerstone University Grand Rapids MI 05/2008 Present
Guide Point Financial Partners Grandville MI 09/2015 09/2020
Kapteyn Wealth Partners Grand Rapids MI 09/2015 Present
  • 06/2007 → Present
    Cornerstone University
    Grand Rapids, MI
  • 06/2008 → 10/2021
    Cedar Springs Public Schools
    Cedar Springs, MI
  • 09/2015 → Present
    Raymond James Financial Services, Inc.
    Grand Rapids, MI
  • 10/2015 → Present
    Grand Rapids, MI
  • 05/2008 → Present
    Cornerstone University
    Grand Rapids, MI
  • 09/2015 → 09/2020
    Guide Point Financial Partners
    Grandville, MI
  • 09/2015 → Present
    Kapteyn Wealth Partners
    Grand Rapids, MI
Previous Registrations
  • 2014-05-08 → 2015-10-08
    Royal Advisors, Llc
    Grandville, MI
Other Businesses

(1)Name of Business: Cornerstone University Address: 1001 E. Beltline NE, Grand Rapids, MI, 49525, United States Activity Type: Professor/Teacher Position/Title: Investment Related: Yes Start Date: 05/06/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Kapteyn Wealth Partners Address: 6677 Crossings Dr. SE, Suite 2, Grand Rapids, MI, 49508, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/29/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Paid a salary for assisting in Financial Advisor support role (3)Name of Business: The Kapteyn Group, Financial Partners, LLC Address: 6677 Crossings Drive SE, Grand Rapids, MI, 49508, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/29/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Paid a salary for financial advisor support role.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-01
S63 Uniform Securities Agent State Law Examination 2012-09-24
  • S65 Uniform Investment Adviser Law Examination
    2014-05-01
  • S63 Uniform Securities Agent State Law Examination
    2012-09-24

View on SEC IAPD

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