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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-26
CA RA APPROVED 2014-05-01
  • TX RA
    APPROVED_RES
    Since 2019-02-26
  • CA RA
    APPROVED
    Since 2014-05-01

Branch Locations

21370 Hawthorne Blvd, Torrance, CA 90503 • United States

2361 Rosecrans Avenue Suite 150, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. El Segundo CA 10/2011 Present
Charles Schwab Bank, Ssb El Segundo CA 01/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-30
S63 Uniform Securities Agent State Law Examination 2012-01-27
  • S66 Uniform Combined State Law Examination
    2014-04-30
  • S63 Uniform Securities Agent State Law Examination
    2012-01-27

View on SEC IAPD

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