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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-09 |
| DC | RA | APPROVED | 2023-01-03 |
| FL | RA | APPROVED | 2022-10-06 |
| PA | RA | APPROVED | 2022-08-02 |
Branch Locations
Bny Mellon Center 175 Market Street, Suite 3800, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Management Corp | Oaks | PA | 10/2011 | Present |
| Sanford C. Bernstein & Co., Llc | Philadelphia | PA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 2012-03-12 |
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