Geoffrey Werner Smith

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Austin, TX
• 03/2012 → Present
  Kestra Investment Services, Llc
  Austin, TX

Previous Registrations

• 2010-02-02 → 2011-11-09
  Capital One Financial Advisors Llc
• 2008-03-25 → 2009-04-08
  Chase Investment Services Corp.
  Austin, TX
  Austin, TX
  Austin, TX
  Round Rock, TX
  Round Rock, TX
  Pflugerville, TX
  Austin, TX
  Round Rock, TX
  Cedar Park, TX

Other Businesses

Business Name: IntergaLAXstix Investment Related: No Address: 601 S Lynnwood Cedar Park TX 78613 Nature of Business: Other Other/None of the Above manufacture Position, Title or Relationship: Owner Start Date: 11/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: buy supplies, create pockets, collect funds Business Name: The LAX Farm Investment Related: No Address: 601 S. Lynnwood Trl Cedar Park TX 78613 Nature of Business: Other Other/None of the Above scheduling, AR and all business activites Position, Title or Relationship: Owner Start Date: 4/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: schedule camps/clinics/private lessons/fall league and coach lacrosse team(s) to grow the sport in Central Texas

Exams

• S66 Uniform Combined State Law Examination
  2008-03-21
• S63 Uniform Securities Agent State Law Examination
  2000-05-11

Other Names

• Geoff Smith